Experienced Securities Fraud Attorneys

Investors place a great deal of trust and confidence in secondary traders like investment brokers and dealers. These individuals are expected to responsibly handle investments for the benefit of their clients.

Historically, however, the investment market has been easily manipulated by the few brokers, dealers and corporate insiders who take advantage of investors for personal gain. They may use insider knowledge to buy or sell stocks that skew the market in their favor, but rob their clients in the end.

Our Team Can Stand Up For You

At The Epstein Law Firm, P.A., we are experienced civil litigation attorneys who have handled a wide range of securities litigation and securities fraud cases throughout New Jersey. We can help you if you need to file a lawsuit against a company or brokerage firm that has caused you financial harm. We also handle cases involving other law firms, accountants or financial/legal advisers involved in securities fraud.

The Securities Exchange Act of 1934 Lays The Groundwork For Your Rights As An Investor

Fortunately, investors are protected under the law. The Securities Exchange Act of 1934 created the Securities and Exchange Commission (SEC), which regulates financial markets and market participants to help prevent issues of:

  • Broker misconduct or negligence
  • Failure to disclose important information about investments
  • Misrepresentation of information about investments
  • Brokerage firms that fail to supervise or intervene when a broker is mishandling investments
  • Fraudulent activity (like stock manipulation) by officers and directors of publicly traded companies

As seasoned litigators, our team has a history of success in complex lawsuits against tough opponents, including companies with vast legal and financial resources. We firmly believe that investors drive business and economic success for all of us. We are driven to help investors succeed by leveling the playing field, and ensuring brokerage firms, individual brokers and companies themselves are held accountable to the regulations that keep the stock market strong.

If you are concerned that your investment was mishandled, let our team of lawyers in Rochelle Park help you. We are available by email or by telephone at 201-918-3560 to schedule a free initial consultation.

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